Suzanne Barlyn – Page 8

Schapiro’s exit leaves broker fiduciary plan up in air

December 25, 2018 at 6:07 a.m.

(Reuters) - Mary Schapiro's exit from the U.S. Securities and Exchange Commission means more uncertainty for Wall Street about a key reform that she championed: requiring securities brokers who give...

SEC bars adviser for faking amount of client assets

August 23, 2021 at 6:02 p.m.

(Reuters) - An investment adviser who federal regulators said misrepresented the amount of assets his firm managed in order to remain registered with federal, instead, of state, securities regulators, has...

SEC bars adviser for faking amount of client assets

December 25, 2018 at 4:55 a.m.

(Reuters) - An investment adviser who federal regulators said misrepresented the amount of assets his firm managed in order to remain registered with federal, instead, of state, securities regulators, has...

Morgan Keegan and ex-NBA star in dispute over interest

August 23, 2021 at 5:56 p.m.

(Reuters) - Morgan Keegan & Co is disputing the amount of interest owed to retired NBA basketball player Horace Grant on a $1.46 million arbitration award and has refused to...

Morgan Keegan and ex-NBA star in dispute over interest

December 25, 2018 at 4:31 a.m.

(Reuters) - Morgan Keegan & Co is disputing the amount of interest owed to retired NBA basketball player Horace Grant on a $1.46 million arbitration award and has refused to...

Morgan Stanley seeks to halt Facebook arbitration case

August 23, 2021 at 5:07 p.m.

(Reuters) - Morgan Stanley is trying to halt a securities arbitration case filed by a Facebook investor who blames the firm and other companies for losses she suffered in the...

Morgan Stanley seeks to halt Facebook arbitration case

December 25, 2018 at 1:33 a.m.

(Reuters) - Morgan Stanley is trying to halt a securities arbitration case filed by a Facebook investor who blames the firm and other companies for losses she suffered in the...

New Orleans linemen square Katrina debt with Sandy aid

August 23, 2021 at 4:57 p.m.

NEW YORK (Reuters) - On the 19th floor of Consolidated Edison's Manhattan headquarters, the veteran lineman briefing a roomful of 100 out-of-town utility workers had a lot of advice, from...

New Orleans linemen square Katrina debt with Sandy aid

August 22, 2019 at 6:41 a.m.

NEW YORK (Reuters) - On the 19th floor of Consolidated Edison's Manhattan headquarters, the veteran lineman briefing a roomful of 100 out-of-town utility workers had a lot of advice, from...

NYC taxi firms run out of fuel as gasoline crunch deepens

August 22, 2019 at 6:39 a.m.

NEW YORK (Reuters) - New York taxi and car service companies started pulling vehicles off the road on Thursday as the fuel crunch deepened, with the vast majority of storm-hit...

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