SEC plans tougher oversight of large asset managers
WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission is developing a plan to step up its scrutiny of the country's largest and riskiest asset managers, SEC Chair Mary Jo...
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Hoodie-clad billionaire Cuban live-tweets SEC conference
WASHINGTON (Reuters) - The annual "SEC Speaks" conference is usually a sea of dark business suits, as buttoned-down lawyers descend on Washington to hear Securities and Exchange Commission regulators describe...
SEC plans tougher oversight of large asset managers
WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission is developing a plan to step up its scrutiny of the country's largest and riskiest asset managers, SEC Chair Mary Jo...
SEC’s Stein calls for more reforms to short-term lending market
WASHINGTON (Reuters) - The short-term lending market is in need of reform to improve its transparency, a top U.S. regulator said on Wednesday, saying that the lack of public information...
SEC’s Stein calls for more reforms to short-term lending market
WASHINGTON (Reuters) - The short-term lending market is in need of reform to improve its transparency, a top U.S. regulator said on Wednesday, saying that the lack of public information...
U.S. SEC announces flurry of new hires throughout agency
WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission announced on Wednesday it had filled several important posi tions, including the head of an office that is handling an ongoing...
SEC panel advises against study to widen tick sizes for small firms
WASHINGTON (Reuters) - A regulatory advisory panel on Friday urged the U.S. Securities and Exchange Commission not to launch a test program that would allow the stocks of small-cap companies...
SEC examiners to review how asset managers fend off cyber attacks
WASHINGTON (Reuters) - U.S. regulators said Thursday they plan to scrutinize whether asset managers have policies to prevent and detect cyber attacks and are properly safeguarding against security risks that...
Tighter regulation of money market funds needed: SEC member
WASHINGTON (Reuters) - Money market funds still remain vulnerable to runs by investors, and should be subject to further regulation to reduce such risks, one of the newest members of...
Wall Street regulators face budget crunch under new spending deal
WASHINGTON (Reuters) - Two of Wall Street's top regulators are due to receive much smaller increases in their budgets than they requested, potentially hobbling their ability to police the markets...