SEC says audit firms hinder accounting fraud probes
WASHINGTON (Reuters) - U.S. federal regulators tried to persuade a judge on Monday to sanction the Chinese arms of the world's top five accounting firms, saying their refusal to hand...
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Prudential to fight U.S. proposal to label it ‘systemic’
WASHINGTON (Reuters) - Insurance company Prudential Financial Inc said on Tuesday it will contest a proposal by the new U.S. risk council to designate it as systemically important, a tag...
Trader assets frozen by U.S. court after Smithfield deal
WASHINGTON (Reuters) - U.S. regulators have obtained a court order freezing the assets of a Thailand-based trader, saying he reaped $3.2 million in illegal profits after getting a tip ahead...
SEC moves to tighten regulations on money market funds
WASHINGTON (Reuters) - A portion of the $2.6 trillion money market fund industry would be required to fundamentally change how it prices its shares under proposals issued by U.S. regulators...
SEC taking steps to watch for money market fund outflows
WASHINGTON (Reuters) - The Securities and Exchange Commission is taking steps to help spot if money starts flowing to alternative investments as the SEC cracks down on money market funds....
SEC to consider money market fund proposal next week
WASHINGTON (Reuters) - U.S. securities regulators will convene next week to consider a long-awaited proposal that would impose new rules on the $2.6 trillion money market fund industry, according to...
Deloitte asks court to dismiss SEC audit case; cites China deal
WASHINGTON (Reuters) - The Chinese unit of accounting firm Deloitte on Tuesday asked a federal judge to dismiss efforts by U.S. regulators to obtain audit work papers through the courts,...
Obama nominates Senate aides to serve as SEC commissioners
WASHINGTON (Reuters) - President Barack Obama nominated two U.S. Senate aides on Thursday to serve as members of the Securities and Exchange Commission, the agency tasked with policing Wall Street....
Proxy advisory firm settles SEC charges over data breach
WASHINGTON (Reuters) - Institutional Shareholder Services has settled civil charges by U.S. regulators that an employee of the prominent proxy advisory firm shared nonpublic voting data in exchange for meals...
Obama nominates Senate aides to serve as SEC commissioners
WASHINGTON (Reuters) - President Barack Obama nominated two U.S. Senate aides on Thursday to serve as members of the Securities and Exchange Commission, the agency tasked with policing Wall Street....