Sarah N. Lynch –

SAC Capital to move to smaller, family-based office in accord with SEC

August 25, 2021 at 1:05 a.m.

(Reuters) - Steven A. Cohen's SAC Capital reached an agreement with U.S. securities regulators on Friday for the once-powerful hedge fund to no longer be an investment adviser, following the...

House committee ordered to hearing as SEC probes insider trading

May 23, 2019 at 4:40 p.m.

By Nate Raymond, Jonathan Stempel and Sarah N. Lynch NEW YORK/WASHINGTON (Reuters) - A U.S. judge on Friday directed the House Ways and Means Committee and a staffer to appear...

Handful of House Republicans eye financial services post

August 25, 2021 at 12:40 a.m.

By Sarah N. Lynch and Emily Stephenson WASHINGTON (Reuters) - The sudden primary defeat of House of Representatives Majority Leader Eric Cantor not only paves the way for a new...

Handful of House Republicans eye financial services post

May 23, 2019 at 4:39 p.m.

By Sarah N. Lynch and Emily Stephenson WASHINGTON (Reuters) - The sudden primary defeat of House of Representatives Majority Leader Eric Cantor not only paves the way for a new...

SEC chair: Risk panel needs more capital markets expertise

August 25, 2021 at 12:13 a.m.

WASHINGTON (Reuters) - The U.S. regulatory risk council should make sure it has enough securities market expertise before deciding whether to designate large financial firms as systemic, Securities and Exchange...

Wall Street regulator backs registration for high-speed traders

August 25, 2021 at 12:08 a.m.

WASHINGTON (Reuters) - High-frequency trading firms should be required to register with U.S. securities regulators, the head of Wall Street's industry-funded regulator said on Tuesday. "I think it would be...

U.S. asset managers overreacting to risk panel review: Treasury’s Miller

August 25, 2021 at 12:05 a.m.

WASHINGTON (Reuters) - A top U.S. Treasury official said on Monday she is surprised how hard the asset management industry has lobbied against efforts by regulators to explore where the...

Exclusive: Regulators scrutinize financial risk-modeling firms

August 24, 2021 at 11:56 p.m.

WASHINGTON (Reuters) - U.S. government officials recently proposed creating scorecards to measure the potential threat posed by firms that offer risk models, amid concerns that large financial institutions may be...

House Republicans demand documents on systemic risk tags

August 24, 2021 at 11:49 p.m.

WASHINGTON (Reuters) - A group of Republican lawmakers demanded documents on Friday from U.S. regulators, voicing concerns that decisions about whether to designate large financial companies as systemically risky are...

House Republicans demand documents on systemic risk tags

May 23, 2019 at 4:37 p.m.

WASHINGTON (Reuters) - A group of Republican lawmakers demanded documents on Friday from U.S. regulators, voicing concerns that decisions about whether to designate large financial companies as systemically risky are...

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