Several brokerages stop taking Facebook IPO orders
NEW YORK (Reuters) - Investors who want Facebook Inc shares when the No. 1 online social network goes public later this week may have lost the opportunity. TD Ameritrade and...
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Several brokerages stop taking Facebook IPO orders
NEW YORK (Reuters) - Investors who want Facebook Inc shares when the No. 1 online social network goes public later this week may have lost the opportunity. TD Ameritrade and...
Big stock position puts Chesapeake employees at risk
NEW YORK (Reuters) - The woes of Chesapeake Energy Corp are hitting shareholders hard, including its employees. Thousands of Chesapeake workers have retirement portfolios that are heavily invested in Chesapeake...
Big stock position puts Chesapeake employees at risk
NEW YORK (Reuters) - The woes of Chesapeake Energy Corp are hitting shareholders hard, including its employees. Thousands of Chesapeake workers have retirement portfolios that are heavily invested in Chesapeake...
ETF controversy puts online brokers in odd spot
NEW YORK (Reuters) - The recent controversy over leveraged and inverse exchange-traded products has put self-directed brokerage firms, like Charles Schwab Corp, Fidelity Investments and TD Ameritrade in a awkward...
FINRA fines four brokerages $9.1 million over ETF sales
NEW YORK (Reuters) - Citigroup Inc Morgan Stanley, UBS AG and Wells Fargo & Co agreed to pay more than $9.1 million in fines and restitution for selling leveraged and...
FINRA fines four brokerages $9.1 million over ETF sales
NEW YORK (Reuters) - Citigroup Inc Morgan Stanley, UBS AG and Wells Fargo & Co agreed to pay more than $9.1 million in fines and restitution for selling leveraged and...
Labor Dept ramps up 401(k) plan provider exams
(Reuters) - Regulators are more closely examining companies that serve employers' retirement plans, a sign that there may be harsher enforcement when new fee disclosure rules take effect this summer....
Labor Dept ramps up 401(k) plan provider exams
(Reuters) - Regulators are more closely examining companies that serve employers' retirement plans, a sign that there may be harsher enforcement when new fee disclosure rules take effect this summer....
Analysis: Banks close ETNs to public, but continue to lend shares
NEW YORK (Reuters) - U.S. regulators examining whether the exchange-traded note market is harming investors have another reason to be concerned -- the sellers of these products are helping traders...