U.S. fines Deutsche Bank unit for inflating trade data
(Reuters) - A U.S. regulator fined Deutsche Bank Securities $1.25 million and censured it for overstating the trades it made for clients in order to attract more business. The U.S....
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UBS brokers to U.S. clients: Libor isn’t our fault
NEW YORK (Reuters) - UBS AG's army of U.S. brokers say they are being asked to apologize once again for the sins of their big European parent. Following the Swiss...
Wells Fargo Advisors tweaks comp plan up and down
NEW YORK (Reuters) - Wells Fargo Advisors, which boasts the simplest pay structure among major broker-dealers, has raised the target on the revenue its brokers must generate to qualify for...
Wells Fargo Advisors tweaks comp plan up and down
NEW YORK (Reuters) - Wells Fargo Advisors, which boasts the simplest pay structure among major broker-dealers, has raised the target on the revenue its brokers must generate to qualify for...
Merrill client prevails against top Seattle broker
NEW YORK (Reuters) - An arbitration panel this week took the unusual step of rebuking Merrill Lynch's oversight of a top broker's use of marketing materials and disclosure documents, and...
Merrill client prevails against top Seattle broker
NEW YORK (Reuters) - An arbitration panel this week took the unusual step of rebuking Merrill Lynch's oversight of a top broker's use of marketing materials and disclosure documents, and...
HP, RIM take flak from nervous financial industry customers
NEW YORK (Reuters) - JPMorgan Chase & Co and BlackRock Inc voiced concerns about Hewlett-Packard Co and Research In Motion Ltd this week, saying business and operational struggles may affect...
HP, RIM take flak from nervous financial industry customers
NEW YORK (Reuters) - JPMorgan Chase & Co and BlackRock Inc voiced concerns about Hewlett-Packard Co and Research In Motion Ltd this week, saying business and operational struggles may affect...
Citigroup layoffs target declining stock-trading business
NEW YORK (Reuters) - One-third of the 150 employees fired in Citigroup's investment bank this week were in the cash equities unit, which had been struggling with an industrywide decline...
Citigroup layoffs target declining stock-trading business
NEW YORK (Reuters) - One-third of the 150 employees fired in Citigroup's investment bank this week were in the cash equities unit, which had been struggling with an industrywide decline...