Jed Horowitz – Page 2

Broker’s insider-trading woes may hurt Morgan Stanley, Oppenheimer

December 23, 2018 at 5:14 p.m.

NEW YORK (Reuters) - Vladimir Eydelman, the former Morgan Stanley and Oppenheimer Holdings broker arrested on insider trading charges last week, could expose some former clients and the firms to...

E*Trade bids goodbye to its iconic baby

November 3, 2021 at 8:29 p.m.

NEW YORK (Reuters) - Digital discount broker E*Trade Financial Corp on Thursday bid farewell to the precocious baby who starred in the television commercials advertising its trading platform for the...

E*Trade bids goodbye to its iconic baby

December 23, 2018 at 4:58 p.m.

NEW YORK (Reuters) - Digital discount broker E*Trade Financial Corp on Thursday bid farewell to the precocious baby who starred in the television commercials advertising its trading platform for the...

Wells Advisors names Vorlop to products post; vows tech advances

August 24, 2021 at 10:08 p.m.

NEW YORK (Reuters) - Mary Mack, the new retail brokerage boss at Wells Fargo Advisors, has elevated Bob Vorlop to head of products and advice for the firm's more than...

Discount brokers’ volumes rise as small investors pile into stocks

August 24, 2021 at 9:58 p.m.

NEW YORK (Reuters) - The three biggest U.S. discount brokerage firms said their stock trading volumes jumped in February from a year earlier, an indication that confidence by small investors...

LPL Financial ends contracts for top execs; CEO gets 32 percent pay jump

August 24, 2021 at 9:51 p.m.

NEW YORK (Reuters) - LPL Financial Holdings, one of the fastest-growing U.S. broker-dealers, has terminated employment agreements for its top executives but sweetened some of their benefits and paid two...

LPL forecast: Bad weather to curb first-quarter recruiting

November 3, 2021 at 8:20 p.m.

(Reuters) - Add LPL Financial Holdings to the list of U.S. companies and economists blaming a falling business metric this winter on the weather. The fourth largest U.S. brokerage firm,...

LPL forecast: Bad weather to curb first-quarter recruiting

December 23, 2018 at 4:32 p.m.

(Reuters) - Add LPL Financial Holdings to the list of U.S. companies and economists blaming a falling business metric this winter on the weather. The fourth largest U.S. brokerage firm,...

Raymond James lets brokers bad-mouth former bank-owned firms

August 24, 2021 at 9:11 p.m.

NEW YORK (Reuters) - Brokerage firms often flaunt their success at recruiting million-dollar advisers, but Raymond James Financial Inc went further this week by giving some new hires a platform...

U.S. investors still wary of stocks: brokerage executives

November 3, 2021 at 8:13 p.m.

NEW YORK (Reuters) - Some U.S. brokerages are grappling with unexpectedly weak stock trading by retail clients this year, eroding commission revenue and clipping the flow of new money into...

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