Ashley Lau

(Reuters) - Raymond James Financial Inc Chief Executive Officer Paul Reilly expects more advisers to join the firm once it finishes the integration of its Morgan Keegan brokerage unit next...

NEW YORK (Reuters) - Brokerages saw top advisers depart in droves last year and shift $132.5 billion in client assets with them, a Reuters tally shows, creating headaches for some...

(Reuters) - Bank of America Corp is ramping up its incentives to encourage advisers to convince their clients to take advantage of more of the bank's offerings. The firm is...

(Reuters) - Bank of America Corp is ramping up its incentives to encourage advisers to convince their clients to take advantage of more of the bank's offerings. The firm is...

(Reuters) - Nasdaq OMX Group Inc stood by its proposed $62 million plan to compensate firms affected by the fallout from Facebook's botched initial public offering, taking aim at UBS...

(Reuters) - Nasdaq OMX Group Inc stood by its proposed $62 million plan to compensate firms affected by the fallout from Facebook's botched initial public offering, taking aim at UBS...

(Reuters) - A U.S. district court confirmed on Monday that Bank of America Corp's Merrill Lynch must pay $10.2 million to two former brokers for unpaid deferred compensation, denying the...

(Reuters) - Wells Fargo & Co expanded its broker force in Arkansas, adding a team of veteran advisers from rival firm Morgan Stanley Smith Barney. Advisers Wade Meeks and Curtis...

(Reuters) - Wells Fargo & Co expanded its broker force in Arkansas, adding a team of veteran advisers from rival firm Morgan Stanley Smith Barney. Advisers Wade Meeks and Curtis...