Alexandra Alper – Page 5

Senators seek bigger firepower for U.S. securities regulator

December 24, 2018 at 10:04 a.m.

WASHINGTON, July 22 (Reuters) - U.S. Senators are planning to introduce a bipartisan bill on Monday to give the country's securities regulator the authority to seek tougher fines for alleged...

CFTC chief admits failure; Iowa broker says money gone

August 23, 2021 at 10:46 a.m.

WASHINGTON (Reuters) - U.S. futures market regulators scrambled on Tuesday to take new steps to prevent another broker from dipping into client funds, while it emerged that the founder of...

CFTC chief admits failure; Iowa broker says money gone

December 24, 2018 at 9:40 a.m.

WASHINGTON (Reuters) - U.S. futures market regulators scrambled on Tuesday to take new steps to prevent another broker from dipping into client funds, while it emerged that the founder of...

CFTC to OK “Corzine rule” in wake of PFG: sources

August 23, 2021 at 10:28 a.m.

WASHINGTON (Reuters) - The U.S. futures regulator is poised to approve a rule aimed at holding futures executives accountable for customer funds, days after a $220 million shortfall at PFGBest...

CFTC to OK “Corzine rule” in wake of PFG: sources

December 24, 2018 at 9:06 a.m.

WASHINGTON (Reuters) - The U.S. futures regulator is poised to approve a rule aimed at holding futures executives accountable for customer funds, days after a $220 million shortfall at PFGBest...

MF Global redux as Iowa broker hid missing millions for years

December 24, 2018 at 8:58 a.m.

CHICAGO/WASHINGTON (Reuters) - The U.S. futures industry reeled on Tuesday as regulators accused Iowa-based broker PFGBest of misappropriating over $200 million in customer funds for more than two years, a...

Floodgates on U.S. derivative reforms set to open

December 24, 2018 at 8:51 a.m.

WASHINGTON (Reuters) - The U.S. swaps regulator is set to finalize this week a critical reform that will trigger banks and traders having to comply with costly new derivatives rules....

Floodgates on U.S. derivative reforms set to open

August 23, 2021 at 10:19 a.m.

WASHINGTON (Reuters) - The U.S. swaps regulator is set to finalize this week a critical reform that will trigger banks and traders having to comply with costly new derivatives rules....

Insight: As banks deepen commodity deals, Volcker test likely

December 24, 2018 at 8:31 a.m.

NEW YORK/WASHINGTON (Reuters) - The subtext of JPMorgan's landmark deal to buy crude and sell gasoline for the largest oil refinery on the U.S. East Coast was barely disguised. In...

Top banks say they not too big to fail

December 24, 2018 at 8:36 a.m.

(Reuters) - Nine of the largest global banks on Tuesday expressed confidence they can be salvaged or dismantled without taxpayer bailouts if they became insolvent, as U.S. regulators released public...

All Stories